Eric Felsenfeld: Ameriprise Advisor Faces GWG Complaint
Rockville, Maryland financial advisor Eric Felsenfeld (CRD# 4496689 ) recently received an investor complaint alleging that he misrepresented an investment in GWG Holdings. Financial Industry Regulatory Authority records show that he is registered as a broker and an investment advisor with Ameriprise Financial Services, having previously been registered with Kingswood Capital Partners. Mr. Felsenfeld’s BrokerCheck report discloses multiple investor complaints. The most recent, filed in August 2024, alleges that as a representative of Kingswood Capital Partners, he misrepresented an investment in GWG. The pending complaint alleges damages of $40,000 . A third investor complaint, filed in 2023, alleged that as a Kingswood Capital Partners representative, he breached contract, acted negligently, misrepresented a private placement investment, violated Regulation Best Interest, and breached his fiduciary duty. In 2023 the complaint reached a settlement of $22,000 . A third investor c...